Across the globe, investors look to their public market indices to provide an indicator of potential economic growth. Stock markets provide a near-daily scoring of global economies and act as a barometer for investor sentiment. Investing in public markets is also the main tool for individuals to build wealth, save for retirement, and build financial success.
Category: Regulatory Matters
On June 18, 2019, we reviewed the SEC concept release on the harmonization of securities offering exemptions. The SEC requested public comments to simplify the exempt offering framework while maintaining appropriate investor protections. This resonated deeply with our team and mission
Over the past 15 years, the structure of capital markets in the US has changed. While the number of companies listing their securities and raising capital in public markets has steadily declined, the number of private issuances aimed at raising capital in private markets has steadily increased